Government employees may lose service and Pension for frequent trading in stocks

There are many topics related to trading allowed or not to government employees. Today I will discuss the rules related to trading and Investments for Government employees. According to the Rule 14(1) of AIS (Conduct) Rules, 1968 which provides: 14(1) No member of the Service shall speculate in any stock, share or other investments but […]

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What is lien amount in SBI | State Bank of India lien amount | How to remove lien amount

Lien amount are the amount blocked by your bank for various reasons like: 1 Outstanding Loan (like total loan amount or EMI amount) 2 Overdue charges like debit card charges, non-maintenance of minimum balance charges, demat account charges (if it is a 3-in-1 account within the same organization), account maintenance charges, ASBA, amount held by

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How to get SEBI Research Analyst license and SEBI Research Analyst online registration process?

A SEBI Registered Research Analyst can give Buy/Sell/Hold recommendations to his clients and charge fees on his behalf in a legal manner. Nowadays due to high SEBI scrutiny and penalties “Unregistered Advisors” are looking for SEBI registration. Here you will get all the details of Registered SEBI Research Analyst. एक सेबी पंजीकृत अनुसंधान विश्लेषक अपने

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SEBI Advertisement code for Investment Advisers (IA) and Research Analysts (RA)

Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 and Securities and Exchange Board of India (Research Analysts) Regulations, 2014 provide for code of conduct to be followed by IAs and RAs respectively. In order to further strengthen the conduct of IAs and RAs, while issuing any advertisement, it is directed that IAs/RAs shall

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What is BSE ASL and How to register in BSE ASL for SEBI Investment Adviser License

BSE Administration and Supervision Limited (BASL) a wholly owned subsidiary of BSE has been granted approval from Securities and Exchange Board of India (SEBI) for administration and Supervision of Investment Advisers (IAs) under Regulation SEBI (Investment Advisers) Regulation 2013 (IA Regulations). (a) A new applicant /existing SEBI RIA intending to register / renew its membership

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Can government employees give NISM Exams?

The NISM is a SEBI approved exams which are used across the industry to hire peoples in different fields. NISM exams provide you the required knowledge needed for the jobs in finance field. Some of the Important NISM Exams are: NISM-Series-I: Currency Derivatives Certification Examination NISM-Series-V-A: Mutual Fund Distributors Certification Examination NISM-Series-VII: Securities Operations and

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